Governance & Compliance
Sound governance and rigorous compliance are the foundation of lasting trust. Across the Group, our operating businesses are licensed and regulated by leading authorities, supported by internal frameworks for risk management, oversight, and accountability.
FINTRAC
Registered with Canada’s financial intelligence unit (FINTRAC).
CIRO
Regulated by the Canadian Investment Regulatory Organization (CIRO), the national self-regulatory body for Canada’s investment industry.
CIPF
Member of the Canadian Investor Protection Fund (CIPF).
AMF
Regulated by Autorité des marchés financiers in Québec.
PCI DSS
Certified to global payment security standards (PCI DSS).
Hong Kong MSO License
Licensed as a Money Service Operator under Hong Kong Customs.
How We Operate
Risk Management
Structured risk assessment and monitoring across our investment and operating activities.
Compliance Culture
Ongoing compliance training and clear accountability at every level of the organization.
Privacy & Data Security
Safeguarding client information in line with regulatory requirements and industry standards.